University of Southern California
Rossier School of Education Excellence in Higher Education
Research Areas : 

Charter Schools
Education Reform
Leadership / Entrepreneurship
Decentralization
Strategic Alliances in Education



Decentralization


Hentschke, G.C. (2006). The role of government in education: Enduring principles, new circumstances, and the question of "shelf-life". In Enlow, R.C., & Ealy, L.T. (Eds.). Liberty and learning: Milton Friedman's voucher idea at fifty. Washington, DC: Cato Institute.

Fully a half century ago Milton Friedman constructed an argument on the appropriate roles of governments and families in the support for and provision of K-12 schooling, thereby introducing the modern concept of educational vouchers. To seriously re-examine the idea of vouchers proposed by Friedman in "The Role of Government in Education," is to confront two issues simultaneously: the inherent merits of the idea and the inevitable changes in circumstances and conditions between then and now. The test is a two-fold test about the inherent worthiness of the idea and its "shelf-life" or the degree to which it is more or less compelling today after fifty years of societal evolution. Because so much scholarly attention has already been directed to the merits of the proposal and its specific manifestations, this essay focuses most of its attention on the second, or "shelf-life" test.


Wohlstetter, P. & Briggs, K.L. (2001). Key elements of a successful school-based management strategy. School reform in Chicago: Lessons and opportunities (A Report for the Chicago Community Trust). Chicago: Chicago Community Trust.

A key issue for both policymakers and educators in the field is whether school-based management is an effective strategy for improving schools. In the past there has been a substantial body of research that suggests poorly designed and poorly implemented SBM plans have few positive effects. However, recent research suggests SBM can improve instructional programs and produce higher levels of student learning. The purpose of this article is to synthesize research findings from major studies of SBM to identify the core elements of a successful SBM strategy. Among the research we draw from are the large-scale studies conducted by the Center on Organization and Restructuring of Schools (CORS), the Chicago Consortium on School Reform (CCSR) and the Consortium for Policy Research in Education (CPRE).


Wohlstetter, P., & Malloy, C. L. (2001). Organizing for literacy achievement: Using school governance to improve classroom practice. Education and Urban Society, 34(1), 42-65.

The ability to read has become a vital tool for success in society. Reading failure affects more than school achievement; it has implications for job choice and economic prosperity. Moreover, students in urban areas are at greater risk for poor reading outcomes. Given the necessity of basic reading skills, how can schools design and implement successful reading reforms? This article attempts to answer this question by linking current research on effective reading instruction with current theory and research on school governance and reform. The review begins with an overview of historical approaches to reading curriculum and instruction and then presents current research on effective early literacy practices for kindergarten through third grade. An overview of research on governance and management structures in high performance schools is also presented. The article concludes with a discussion about school organization and policy issues that can support reading instruction.


Wohlstetter, P., Mohrman, S.A. & Robertson, P.J.(1997). Successful school-based management: Lessons for restructuring urban schools. In D. Ravitch & J. Viteritti (Eds), New schools for a new century: The redesign of urban education (pp. 201-205). New Haven: Yale University Press.

Drawing on results from a national assessment of SBM in 44 schools in the United States, Canada, and Australia,this chapter examines the SBM strategies that hold the most promise for increasing school performance. The organizational conditions (e.g. nature of autonomy, professional development, leadership, resources) that are characteristic of successful SBM schools are discussed. This chapter also describes the processes schools use to engage educators in learning about new approaches to curriculum and instruction and to involve them in continous improvement of performance. The changes in school-level performance brought about through SBM are also examined.


Wohlstetter, P., Van Kirk, A.N., Robertson, P.J. & Mohrman, S.A. (1997). Organizing for successful school-based management. Alexandria, VA:Association for Supervision and Curriculum Development.

This book examines how SBM, when combined with curriculum and instructional reform, can work to improve the performance of schools. Case studies of schools exhibiting a range of success in restructuring curriculum and instruction and improving performance are discussed, and comparisons are made between successfully restructuring and struggling schools. Organizational conditions and processes that differentiate the successful and struggling schools are examined. Implications for practitioners about how to successfully implement SBM in schools are also discussed.


Wohlstetter, P., Brigg, K.L. & Van Kirk, A. (1996). School-based management: What it is and does it make a difference. Working Paper, Center on Educational Governance. Los Angeles: University of Southern California.

This paper provides an introduction to decentralized management in schools. It begins by defining school-based management (SBM) and describing the variety of approaches that have been taken in the implementation of SBM. It then focuses on impact, asking the question "what difference does SBM make"? and reviews the key debates surrounding SBM. The paper concludes with a discussion that explores some of the issues remaining for further inquiry.


Wohlstetter, P. & Ingwerson, D.W. (1996). The Compton High Performance School Project: Process, progress and results. Los Angeles: Los Angeles County Office of Education.

This report evaluates an action-research project involving teachers, principals, trainers, and researchers engaged in restructuring three public schools in Compton, California. The project focused on implementing ideas from research about what works in schools and classrooms. Research on the links between decentralized management and school performance provided a roadmap for restructuring at the three schools (two elementary schools and one middle school). In this report,the process of restructuring is described, as well as what was learned and achieved and some of the challenges encountered along the way.


Robertson, P., Wohlstetter,P. & Mohrman, S.A. (1995). Generating curriculum and instructional changes through school-based management. Educational Administration Quarterly, 31, 375-404.

This article assesses a set of conditions hypothesized as important for supporting the implementation of significant curriculum and instructional changes in schools operating under school-based management. Four of the conditions examined were derived from a previously developed "high-involvement" framework. This framework suggests that effective employee involvement in the process of organizational improvement requires the decentralization to these employees of power, information, knowledge and skills, and rewards. Also evaluated were the importance of three additional conditions, namely, an instructional guidance system, leadership, and resources.


Van Kirk, A. & Wohlstetter, P. (1995). School-based management: Budgeting for high performance. Commissioned paper prepared for the National Education Association, Washington, DC.

Early research on school-based management (SBM) focused on how much power was devolved to schools, but more recent research has examined a broader set of conditions for SBM, including the professional development activities, information, and rewards needed to create high performing school organizations. In the first section of this paper, we explore the implications of an expanded notion of SBM as a context for examining the budgeting process. The second section analyzes exemplary school-based budgeting practices in several SBM districts to learn more about how schools effectively redesigned themselves to accommodate their new budgeting responsibilities.


Wohlstetter, P. (1995). Getting school-based management right: What works and what doesn't. Phi Delta Kappan, 77, 22-24,26.

In this article, the knowledge we have gained about the do's and don't's of school-based management are presented. School-based management fails because: (1) SBM is adopted as an end in itself; (2) principals work from their own agenda; (3) decision-making power is centered in a single council; and (4) business as usual. Several strategies for success are presented: (1) establish multiple, teacher-led decision-making teams; (2) focus on continous improvement; (3) create a well-developed system for sharing school-related information; (4) develop ways to more effectively reward staff behavior; (5) select principals who can facilitate and manage change; and (6) use district, state and/or national guidelines to focus reform efforts and to target changes in curriculum and instruction.


Wohlstetter, P. & Van Kirk, A. (1995). Redefining school-based budgeting for high-involvement. In L.O. Picus (Ed.), Where does money go? Resource allocation in elementary and secondary schools (pp. 212-235). Newbury Park, CA: Corwin Press.

There continues to be a deficit of information about how to carry out budgeting at school sites and the support structures needed for implementation. In this study, we found evidence of a broadened definition of school-based budgeting (SBB), but there was still a gap between ideal and actual practices. Districts had decentralized some power, but schools had little discretion after district, and sometimes state, constraints were taken into consideration; information sharing was often restricted by the political culture of the district and a lack of technology; staff development was relatively fragmented according to availability and demand; and there was very little experimentation with reward structures in schools. There was evidence to suggest, however, that there was a scaling-up process occurring as districts were working to use SBB to help create high performance schools.


Odden, A., Wohlstetter, P. & Odden, E. (1995). Key issues in effective site-based management. School Business Affairs, 61(5), 4-16.

This article discusses the strategies that promote high performance in SBM schools and gives examples of what was found in schools where SBM worked and in struggling SBM schools. New roles for teachers, principals and community members are described. Lastly the authors discuss their recommendations for developing a new school finance system to facilitate the success of SBM.


Odden, E.R. & Wohlstetter, P. (1995). How schools make school-based management work. Educational Leadership, 52(5),32-36.

In this article, the authors set out to learn why some school districts and schools flourish under decentralizaiton while others flounder. Findings include six strategies for success: (1) involve many stakeholders throughout the school organization in making decisions; (2) make professional development an ongoing, school-wide activity; (3) disseminate information broadly so that SBM participants can make informed decisions about the school organization and so that all stakeholders are informed about school performance; (4) select a principal who can lead and delegate; (5) adopt a well-defined vision for curriculum and instruction; and (6) frequently reward individuals and groups on progress toward school goals.


Robertson, P.J. & Briggs, K.L. (1995). The impact of school-based management on educator's role attitudes and behaviors. Working Paper, Center on Educational Governance. Los Angeles: University of Southern California.

This paper explores the leadership behaviors exhibited by adminstrators, faculty and staff in 17 schools. These schools included elementary and high schools that were successful in implementing curriculum and instructional innovations and some that were less successful. Interviews of school staff were conducted, at an average of 18 people per school. Leadership behaviors required for effective organizational leadership were analyzed using a model of developmental leadership. Specifically, the authors focused on five key activities: developing a vision, developing commitment, developing teams, developing individuals, and developing opportunity. In conclusion, the schools exhibiting more extensive innovations also had more evidence of people engaging in behaviors associated with developmental leadership.


Mohrman, S.A., Wohlstetter, P. & Associates (Eds.). (1994). School-based management: Organizing for high performance. San Francisco: Jossey-Bass.

This book examines school-based management (SBM) strategies that hold promise for increasing organizational effectiveness. Based on the pioneering "high-involvement" model, the book reveals the need to go beyond thinking about SBM as a simple transfer of power to viewing it as a change in organizational design. The challenge is to redesign the school organization to enable educators to engage in the extensive learning required to adopt new approaches to teaching and learning; to involve educators in the continuous improvement of performance; and to promote the involvement and responsiveness of the school to the diverse needs of the community.


Odden, A. & Odden, E. (1994). Applying the High Involvement Framework to local management of schools in Victoria, Australia. Working Paper, Center on Educational Governance. Los Angeles: University of Southern California.

This paper applies the high involvement framework, developed in the private sector, to assess school-based management in Victoria, Australia. Areas explored in this paper include the organization and culture of schools; teacher and principal roles; curriculum and instruction; and the amount of power or authority, knowledge, information and rewards at the school site.


Odden, A. & Odden, E. (1994). School-based management: The view from "Down Under" (Brief No. 62). Brief to policymakers, Center on Organization and Restructuring of Schools. Madison, WI: University of Wisconsin-Madison.

This brief outlines some key features of Victoria, Australia's experience in school-based management that may be relevant to reformers elsewhere. Overall, the Victorian schools studied supported the tenets of the high involvement framework; namely, that if decentralization is accompanied by information, knowledge, power and rewards, and includes all teachers in decision-making, then the school's productivity is likely to increase.


Wohlstetter, P. & Briggs, K. (1994). The principal's role in school-based management. Principal, 74, 14-17.

As more and more school districts across the United States implement school-based management (SBM), principals increasingly find themselves with the power to make such on-site decisions as to how money should be spent, where teachers should be assigned, and what should be taught in the classroom. This article discusses how effective principals in SBM schools work to diffuse power throughout the school, promote school-wide staff development, distribute information liberally and frequently to the school's stakeholders, and reward staff members by reducing teaching loads or providing funding to attend professional development activities.


Wohlstetter, P. & Mohrman, S.A. (1994). School-based management: Promise and process. Finance Brief, Consortium for Policy Research in Education. New Brunswick, NJ: Rutgers University.

This brief presents findings to practitioners and policy makers regarding the implementation of school-based management (SBM). It examines how power, information, knowledge and rewards are elements for creating a high performing school under SBM. It includes an overview of the process of change, how to manage the change process, policy implications for school districts and states, and characteristics of actively restructuring schools.


Wohlstetter, P., Smyer, R. & Mohrman, S.A. (1994). New boundaries for school-based management: The high involvement model. Educational Evaluation and Policy Analysis, 16, 268-286. This article has been reprinted in Systemic reform: Perspectives on personalizing education. Washington, DC: U.S. Department of Education, Office of Educational Research and Improvement.

This article examines the utility of school-based management (SBM) as a means for generating school improvement and applies a model of high involvement management, developed in the private sector, to determine what makes SBM work and under what conditions. Emerging from the analysis is the importance of expanding the definition of SBM to include aspects of organizational redesign beyond the traditional boundaries of shared power in order to create the capacity within schools to develop high performance.


Mohrman, S.A. & Wohlstetter, P. (1993). School-based management and school reform: Comparison to private sector renewal. Working Paper, Center on Educational Governance. Los Angeles: University of Southern California.

This paper describes the similarities and differences between private sector organizations and schools redesigning themselves to address the challenges they are facing in their changing environments. The assumption is that by empirically deriving the similarities and differences, it will be possible to discover what conclusions from the private sector experience may be relevant in education, and where the context of education demands unique approaches.


Robertson, P.J. & Briggs, K.L. (1993). Managing change through school-based management. Working Paper, Center on Educational Governance. Los Angeles: University of Southern California.

This paper assesses the process of change through school-based management (SBM). The analysis is guided by a theoretical model that describes the process through which SBM can lead to school improvement. The findings indicate that school leaders must insure that all constituents have an opportunity to participate in school level decisions, that a vision regarding desired outcomes should be utilized to guide changes, and that the process of change should be monitored in order to better identify problem areas and allow corrective action to be taken.


Wohlstetter, P. & Mohrman, S.A. (1993). School-based management: Strategies for success. Finance Brief, Consortium for Policy Research in Education. New Brunswick, NJ: Rutgers University.

This brief offers a new definition of school-based management (SBM), based on a review of the literature in public schools and private organizations, and describes strategies for decentralizing management to improve the design of SBM plans. The design strategies focus on the four components of control: power, knowledge, information and rewards.


Wohlstetter, P. & Odden, A. (1992). Rethinking school-based management policy and research. Educational Administration Quarterly, 28, 529-549.

This article reviews existing literature on school-based management (SBM) and highlights several themes related to both why SBM does not work and how it can be designed to be more effective. The results from the review suggest that future policy and research ought to expand its purview of SBM to include more than just delegating budget, personnel, and curriculum decisions to schools and to join SBM as a governance reform with content (curriculum and instruction) reforms so as to enhance the possibilities for improving educational practice.